-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0B1J5WdzrzDUGRR7x6FHnAPYdK9vPRS8GCCqfLZzQakRFGqD8+LJ5rMdL8E0hI0 Mlnk4qexZK/md6I9/0sFQQ== 0000950133-05-000529.txt : 20050214 0000950133-05-000529.hdr.sgml : 20050214 20050214125943 ACCESSION NUMBER: 0000950133-05-000529 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARRINGTON WEST FINANCIAL GROUP INC/CA CENTRAL INDEX KEY: 0001063997 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 481175170 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78803 FILM NUMBER: 05606227 BUSINESS ADDRESS: STREET 1: 610 ALAMO PINTADO RD CITY: SOLVANG STATE: CA ZIP: 93463 BUSINESS PHONE: 8056886644 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CERNY CRAIG J CENTRAL INDEX KEY: 0001022617 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 481050267 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7300 COLLEGE BLVD STREET 2: STE 430 CITY: OVERLAND PARK STATE: KS ZIP: 47375 BUSINESS PHONE: 3179392131 MAIL ADDRESS: STREET 1: 7300 COLLEGE BLVD STREET 2: STE 430 CITY: OVERLAND PARK STATE: KS ZIP: 66210 SC 13G/A 1 w05615asc13gza.htm SCHEDULE 13G, AMENDMENT NO.2 sc13gza
 

 
 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 2)

HARRINGTON WEST FINANCIAL GROUP, INC.


(Name of Issuer)

COMMON STOCK, $0.01 PAR VALUE PER SHARE


(Title of Class of Securities)

41383L 10 4


(CUSIP Number)

DECEMBER 31, 2004


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     
¨
  Rule 13d-1(b)
ý
  Rule 13d-1(c)
¨
  Rule 13d-1(d)

Page 1 of 6 Pages

 
 

 


 

     
CUSIP NO. 41383L 10 4
  Page 2 of 6 Pages
         
1.
  NAME OF REPORTING PERSON
  I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
  Craig J. Cerny

2.
  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                      (a) [ ]
                             (b) [ ]
 

3.
  SEC USE ONLY
 

4.
  CITIZENSHIP OR PLACE OF ORGANIZATION
 
  U.S.    
 

5.
  NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER
 
  558,155    
 

6.
  NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SHARED VOTING POWER
 
  113,458    
 

7.
  NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE DISPOSITIVE POWER
 
  558,155    
 

8.
  NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SHARED DISPOSITIVE POWER
 
  113,458    
 

 


 

CUSIP NO. 41383L 10 4   Page 3 of 6 Pages
             
9.
  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
 
  671,613        
 

10.
  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o  
 

11.
  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)    
 
  12.4%      
 

12.
  TYPE OF REPORTING PERSON    
 
  IN    
     
ITEM 1(a)
  NAME OF ISSUER:
 
  Harrington West Financial Group, Inc.
 
ITEM 1(b)
  ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
 
  610 Alamo Pintado Road
  Solvang, California 93463
 
ITEM 2(a)
  NAME OF PERSON FILING:
 
  Craig J. Cerny
 
ITEM 2(b)
  ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
 
  10801 Mastin Boulevard, Suite 740
  Overland Park, Kansas 66210
 
ITEM 2(c)
  CITIZENSHIP:
 
  U.S.

 


 

CUSIP NO. 41383L 10 4   Page 4 of 6 Pages
         
ITEM 2(d)
  TITLE OF CLASS OF SECURITIES:
 
  Common Stock, $0.01 par value per share
 
ITEM 2(e)
  CUSIP NUMBER:
 
  41383L 10 4    
 
ITEM 3.
  IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR
  13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
 
  N/A    
 
ITEM 4.
  OWNERSHIP.
 
  (a)     Amount beneficially owned:
 
            671,613    
 
  (b)     Percent of class: 12.4%
 
  (c)     Number of shares as to which such person has:
 
              (i)     Sole power to vote or to direct the vote: 558,155
 
              (ii)     Shared power to vote or to direct the vote: 113,458
 
              (iii)     Sole power to dispose or to direct the
                         disposition of: 558,155
 
              (iv)     Shared power to dispose or to direct the disposition of: 113,458
 
ITEM 5.
  OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
 
  Not applicable.
 
ITEM 6.
  OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
 
  Not applicable.

 


 

CUSIP NO. 41383L 10 4   Page 5 of 6 Pages
     
ITEM 7.
  IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
  ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
 
  Not applicable.
 
ITEM 8.
  IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
 
  Not applicable.
 
ITEM 9.
  NOTICE OF DISSOLUTION OF GROUP.
 
  Not applicable.
 
ITEM 10.
  CERTIFICATION.
 
  By signing below I certify that, to the best of my knowledge and belief, the
  securities referred to above were not acquired and are not held for the purpose of
  or with the effect of changing or influencing the control of the issuer of the
  securities and were not acquired and are not held in connection with or as a
  participant in any transaction having that purpose or effect.

 


 

CUSIP NO. 41383L 10 4   Page 6 of 6 Pages

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
February 14, 2005
  By:    /s/  Craig J. Cerny                         
         Craig J. Cerny

 

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